What are the basic steps of a harassment investigation? 

  1. Select an interviewer. This person should be an impartial manager, company officer, or HR representative. Ideally, they have completed training on conducting a harassment investigation. They should approach the investigation process with a commitment to being fair and thorough. The investigation should be conducted as expeditiously as possible after receiving the claim.

  2. Conduct interviews and gather evidence. Speak with the employee who made the complaint (if known), the accused employee, and any witnesses named. The questions asked during the interviews should not lead an interviewee toward a particular response and should not be accusatory in nature. The questions should be unbiased, open ended, and prepared in advance; don’t be afraid to ask follow-up questions. Also think about any documents, emails, photographs, videos, etc., that might exist and assist you in coming to a fair conclusion in your investigation.

  3. Make a decision and take action. Once the interviews are complete and all evidence is gathered, decide what the outcome is and document the conclusions and actions taken. If the company determines that the accused employee violated the harassment or other workplace policy, appropriate disciplinary measures should be taken. What qualifies as appropriate will depend on the severity of behavior. A summary of the findings should be placed in the accused employee’s file. The accused employee should be reminded that any retaliation against their accuser is unacceptable.

  4. Inform the employee who made the complaint. Alert the complaining employee—and others with a true need-to-know—about the conclusions reached in your investigation. While you don’t need to share the specific disciplinary action taken (if any), the complaining employee should be assured that you took appropriate steps to address the current situation and prevent future harassment. Remind this employee that retaliation will not be tolerated and that they should let you know if they feel they’re experiencing any backlash because of their complaint.

    This Q&A does not constitute legal advice and does not address state or local law.

The EEOC has recently released new guidance on workplace harassment, and we wanted to share these important updates with you. Understanding these changes can help ensure your workplace remains compliant and a safe environment for all employees. Click here to learn more. 

Plus, stay informed and proactive with our comprehensive Harassment Prevention Guide. Click the button below to download the guide and equip yourself with essential tools and strategies to create a safer workplace.

Download our Harassment Identifying and Prevention Guide

Need help with a harassment investigation or making sure you have the right workplace policies?
Contact our team today for expert guidance, support, and training on how to handle these situations effectively.

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